Regulatory information

The innovating and adoptive attitude towards both the trading and the regulatory environment ensures that all business activity of ABR Financial is operated in line with the latest demand seen from compliance and legal point of view. Our Managing Board has extensive knowledge of the European financial markets legislation, the Financial Services Act and more specifically the Markets in Financial Instrument Directive and the Market Abuse Directive.

ABR Financial is fully licensed by the Dutch financial markets regulator, the Autoriteit Financiële Markten. From the Dutch Central Bank we obtained a ‘Declaration of No Objections’. In accordance with all regulatory agreements and licenses ABR Financial has been granted the EU Passport in line with the latest demands of the EU Financial Services Act (implemented November 2007). Besides The Netherlands, the European Passport for cross border activities has been obtained for the following countries:

  • Belgium
  • Denmark
  • Gemany
  • Finland
  • France
  • Norway
  • United Kingdom
  • Sweden